How vaccines get made and approved in the US

Stephanie Parker on

Published in Slideshow World

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How vaccines get made and approved in the US

COVID-19 and its wide-ranging impacts on the lives of nearly everyone on the planet have brought vaccines to the forefront—if a suitable vaccine can be found and widely distributed, then life could perhaps resume some semblance of normalcy. People around the world are waiting impatiently for news of vaccine trials from companies such as Pfizer, Moderna, and AstraZeneca.

Already there have been some promising developments. On Nov. 16, Moderna released the results of a study that showed their vaccine has a 94% rate of effectiveness. While the results of their 30,000-person Phase 3 trial have not yet been published, researchers said that the results show that the vaccine is safe and effective. On Nov. 18, Pfizer and its partner BioNTech announced it concluded its Phase 3 study (which began July 27) and determined their vaccine is 95% effective. Pfizer and BioNTech will submit a request for Emergency Use Authorization by the FDA as soon as possible and plans to share their data with global regulatory agencies. 

The news from both companies has given people hope that the SARS-CoV-2 virus that causes COVID-19 can eventually be controlled. However, there is also mistrust surrounding vaccines, and often a lack of understanding about how they are created, how they are tested, and how safe they are. If people don’t trust the vaccine, then people won’t take it, and the pandemic could go on longer.

Some of this lack of trust comes from a lack of information or misinformation. In order to demystify vaccines and the vaccine manufacturing and approval process in the United States, Stacker consulted the Food & Drug Administration (FDA), Centers for Disease Control and Prevention (CDC), and other public health sources to better understand and explain vaccines to the general public.

After going through these authoritative health information sources, Stacker identified some key terms to help readers better understand the types of vaccines and how they work, and then listed the many steps involved in the creation, approval, and distribution of new vaccines in the U.S. We then created a list of 30 key terms and steps, showing how intensive and precise the vaccine creation and approval process is, and ultimately that vaccines are safe and effective tools for fighting disease.

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U.S. Food & Drug Administration (FDA)

The U.S. Food and Drug Administration (FDA) protects public health by ensuring the efficacy and safety of biological products, including food and drugs such as vaccines. This means that for any vaccine to be approved for distribution to the American public, it must first be approved by the FDA.

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Center for Biologics Evaluation and Research

The specific area of the FDA that deals with vaccines is the Center for Biologics Evaluation Research (CBER). This center regulates biological products using an array of regulatory measures, such as the Public Health Service Act and the Food Drug and Cosmetic Act.

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Identifying an antigen

The process to create a vaccine is historically a long one. It begins with scientists and researchers identifying the antigen, which is the part of a germ that the immune system can recognize and attack to prevent the targeted disease.

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Stimulating the immune system

Vaccines work by stimulating a reaction from the immune system. They do this by essentially tricking the body into thinking there’s an infection. While the body may occasionally experience minor symptoms of infection after getting a vaccine, the kind of pseudo-infection introduced by the vaccine almost never causes illness.

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Whole-pathogen vaccines

Whole-pathogen vaccines are the traditional type of vaccine. These vaccines contain entire pathogens that have either been killed or weakened enough that they cannot cause disease. Because they have whole pathogens, they elicit strong immune responses. However, not every disease can be targeted with this type of vaccine.



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Subunit vaccines

Unlike a whole pathogen vaccine, a subunit vaccine uses just the antigens to best stimulate the immune system. This vaccine design is safer and easier to produce, but it often requires the addition of adjuvants, components that elicit a stronger immune response, because the antigens are not sufficient on their own for long-term immunity.

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Nucleic acid vaccines

Nucleic acid vaccines use genetic material to encode the antigen or antigens needed to produce an immune response from the body. This allows the body’s own cells to produce the antigen(s) using the genetic material. The advantages to this type of vaccine are long-term immune responses, scalability, and vaccine stability. Some of these vaccines are based on mRNA (messenger DNA). Both the Pfizer/BioNTech and Moderna coronavirus vaccines use mRNA.

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Multiple-dose vaccines

Some vaccines require more than one dose. There are a few reasons for this. Some vaccines do not provide much immunity in the first dose, and therefore need more. In others, immunity wears off after time, and “booster” doses are needed. In some live vaccines, multiple doses make it more effective. And in the case of the flu vaccine, a new dose is needed every year because the flu virus that causes the disease varies year to year.

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Screening for potential danger to animals

Before beginning an Investigational New Drug (IND) application, a vaccine must be screened for potential danger to animals. These take place through animal pharmacology and toxicology studies, taking preclinical data to allow an assessment as to whether the product is safe enough to begin testing in humans.

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Investigational New Drug application

Once the screening for potential danger to animals is completed satisfactorily, the vaccine goes through the IND. The IND allows the vaccine sponsor to obtain permission from the FDA to distribute the vaccine across state lines to clinical investigators. At this point, the molecule being used in pharmacological activity changes legally into a new drug.


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Recruiting clinical trial participants

Once a new drug is deemed safe for humans, it must be tested on humans in order to prove its efficacy and solidify its safety. A number of potential COVID-19 vaccines are already being tested on humans. However, recruiting participants is not always easy. This has been shown in the case of COVID-19 trials having difficulty recruiting Black trial participants. This is perhaps unsurprising, as Black communities have experienced medical misconduct in the past, such as the Tuskegee experiments.

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Control vs. experimental groups

When enough human participants are found, the new potential vaccine is put through a randomized clinical trial, where people in the group are assigned to either a control or experimental group. The experimental group gets the vaccine, while the control group gets a placebo. Neither the people themselves nor the researchers know which group the participants are in. This does away with bias, and it is only at the end of the study that the researchers and participants find out who was in which group.

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Phase 1 clinical trial

During phase 1 of the clinical trial, the first participants receive the vaccine being tested. The objectives of this phase are to evaluate the vaccine’s safety and its ability to produce the desired immune responses. It is often during this phase that the mode of giving the vaccine and the immunization schedule (how often to give the vaccine) are also assessed.

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Peer review of trial results

Once a trial has results, these results must be peer reviewed. This means that expert scientists go over the data to make sure it is correct and reproducible. There have already been multiple COVID-19 vaccine candidates where phase 1 and 2 trials stood up to peer review.

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Phase 2 clinical trial

Once a candidate achieves satisfactory safety and immune response outcomes in phase 1, it moves onto the phase 2 clinical trial. Phase 2 leaves the controlled clinical setting and moves into field evaluation. This requires a steeper financial investment and therefore stricter stop-and-go policies are observed by the drug developers.


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Phase 3 clinical trial

After the drug performs successfully in phase 2, it moves into the pivotal phase 3 trials, which are essential for the registration and market approval of a vaccine. These are designed to evaluate efficacy and safety. These large-scale clinical trials enroll thousands of subjects and are conducted in conditions that will be similar to the future routine use of the vaccine.

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Clinical trial pause

While a lot of attention has been given to pauses in COVID-19 vaccine clinical trials, these pauses are in fact signs that the system is working and science is progressing as it should, not that vaccines are dangerous. Because vaccines are given to otherwise completely healthy people, there is a high bar for trials testing vaccines to make sure they are completely safe. Therefore, if a test participant becomes ill for any reason during a trial, the trial is paused to examine the cause of the illness.

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Interim analysis

An interim analysis is done as the trial progresses in order to evaluate the effectiveness of the vaccine. In order to do an interim analysis, there need to have been enough cases of the illness among the participants to analyze the percentage that took place in the control groups as compared with the vaccinated group. The most recent COVID-19 vaccine candidate from Moderna showed a 94% success rate in its interim analysis, with only five of 95 cases of COVID-19 occurring in the vaccinated group.

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Clinical trial stop

Because clinical trials are vital to progress in medicine, it is imperative that they are conducted safely. Therefore, when any ethical or safety issues are raised in the testing of a vaccine, the clinical trial is often stopped. According to the article Bioethics in Practice: Considerations for Stopping a Clinical Trial Early, “The early-stopping rule has the potential to minimize harm and to maximize benefit for the patients enrolled in a randomized trial.”

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Biologics License Application

A Biologics License Application (BLA) is required to gain permission to enter a biologic product into interstate commerce. This application requires information from the applicant, who can be any legal person or entity engaged in manufacturing, along with information about the product, preclinical study information, and labeling.


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Vaccines and Related Biological Products Advisory Committee

The FDA’s Vaccine and Related Biological Products Advisory Committee (VRBPAC) sets the regulatory pathway to permit wide-scale use of a vaccine and can slow down the process when it feels necessary. At the end of October, the VRBPAC held a nine-hour virtual meeting to discuss the regulatory pathway, at the end of which it told the FDA to slow down the process of trying to get a COVID-19 vaccine out so rapidly.

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Manufacturing investigation

Before a vaccine can be used in the United States, the FDA must conduct a manufacturing investigation, where scientists and medical professionals investigate how the vaccine is manufactured in order to make sure it can be made consistently in a safe, pure, and potent manner. This includes inspecting manufacturing sites to ensure that they comply with regulations.

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FDA approval

It is after all the aforementioned steps are carried out that a vaccine can gain FDA approval. This process can easily take a year, and in the case of quick-moving and especially destructive diseases, such as COVID-19, some may feel that it does not move quickly enough. In that case, there is the possibility to make a vaccine available more quickly, through FDA Emergency Use Authorization.

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FDA Emergency Use Authorization

Emergency Use Authorization (EUA) allows the FDA to make unapproved products, such as drug treatments or vaccines, available for use during public health emergencies. However, an EUA has never been used to administer a vaccine to civilians. This is because while drug treatments are generally given to people who are already ill, vaccines are given to people who are still healthy, so the bar for using them is much higher. In the case of COVID-19, the FDA has been considering criteria for deploying a vaccine initially under the EUA.

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Vaccine supply chain

While the vaccines themselves are vital, they are only useful when they can get to the people who need them. That is where the vaccine supply chain comes in. Getting vaccines to millions of people requires effective vaccine handling, storage, and stock management, as well as rigorous temperature control and well-kept information systems.


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Vaccine distribution

In the case of COVID-19, the severity of the virus makes it especially important to get the vaccine out to as many people as quickly as possible. In the United States, states are already developing vaccine distribution plans, which deal with questions of vaccine storage, data tracking, and looking at who will pay for the vaccine to be deployed and how to make sure it is done in an equitable way.

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Vaccine marketing

Along with the challenges of making and distributing a vaccine, it can also be a challenge to convince people that the vaccine is safe and effective so that they will agree to get it. Before COVID-19, there was already a strong anti-vaccine movement in the United States, and science skepticism and misinformation are causing people to be wary of forthcoming COVID-19 vaccines.

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Post-marketing surveillance

Also known as a phase 4 trial, post-marketing surveillance is done once the drug is already marketed and available to the general public. This phase checks the vaccine’s performance in real life scenarios, studies the long-term risks and benefits, and potentially uncovers rare side effects.

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Adverse events

In the event of an adverse reaction to a vaccine, the CDC and FDA co-manage the Vaccine Adverse Event Reporting System (VAERS). This national early warning system accepts and analyzes reports of possible negative side effects after a person has received a vaccine. Anyone can report to VAERS.

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Herd immunity

Herd immunity happens when a virus stops spreading because it continuously encounters people who are protected against infection. This is the ultimate aim of wide-scale vaccination programs. In this case, the vaccine protects those who are vaccinated, and herd immunity protects those who are unable to be vaccinated, for example those with compromised immune systems. The unvaccinated people become less vulnerable, because the odds that they will come into contact with an infected person decrease dramatically.

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